DFX Intelligence

C•••• R•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)44 years in industry

C•••• R•••••• L•••••

Advisor at A•••• W••••• M•••••••••

Selinsgrove, PA

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Search this name across graphsid dfx:ria:3fd13dae-659d-9633-4b40-f26b5eef475a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M•••••••••	Independent wealth	Oct 31, 2023	n/a	yes	Selinsgrove, PA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Nov 12, 2020	Nov 1, 2023	no	SELINSGROVE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	A•••• W••••• M•••••••••	Nov 1, 2023	Oct 31, 2023	-1	Firm change	Ibd to RIA
F•••• A••••• A••••••• S•••••••• I•••	C••••• I••••••••• A••••••• L••	Nov 12, 2020	Nov 12, 2020

Relationships

Registered with (4)

→ A•••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 31, 2023 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Nov 1, 2023factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 12, 2020factForm ADV
→ F•••• A••••• S••••••••• I•••

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
C•••• R•••••• L••••• left C••••• I••••••••• A••••••• L•• for A•••• W••••• M••••••••• (registered 2023-10-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fd13dae-659d-9633-4b40-f26b5eef475a
First observed: Aug 13, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.