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Reading the graph
Advisor at MORGAN STANLEY
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 19, 2014 | n/a | yes | New York, NY | Current employment |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Apr 12, 2011 | Dec 8, 2014 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | MORGAN STANLEY | Dec 8, 2014 | Dec 19, 2014 | 11 | Firm change | Other |