J••••• D• L••••

Advisor at S••••• T•••• A•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:3fe8d3a8-37d3-92d3-eb43-e4a7d5bcb0bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• T•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• T•••• A•••••••• L••	Independent wealth	Oct 9, 2015	n/a	yes	NEW YORK, NY	Current employment
B••••••• C•••••• I•••	Former SEC adviser	Feb 12, 2009	Oct 22, 2015	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• I•••	S••••• T•••• A•••••••• L••	Oct 22, 2015	Oct 9, 2015	-13	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
19714:220519:NY:2015-10-22	Oct 22, 2015	Oct 9, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ S••••• T•••• A•••••••• L••Registered adviserregistration: current employment
Oct 9, 2015 to presentfactForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Feb 12, 2009 to Oct 22, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fe8d3a8-37d3-92d3-eb43-e4a7d5bcb0bb
First observed: Feb 12, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.