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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

Benjamin Eric Noonan

Advisor at CHARLES SCHWAB & CO., INC.

Sandy Springs, GA | Peachtree Corners, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ff08c37-ab88-c8f8-e15a-addad976d060

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S66|S63
First exam: May 3, 2012
First registration: Jan 19, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 6050834

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 12, 2025	n/a	yes	Sandy Springs, GA\|Peachtree Corners, GA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	May 9, 2021	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 19, 2016	Jul 13, 2018	no	DUNWOODY, GA\|ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CHARLES SCHWAB & CO., INC.	May 9, 2021	Sep 12, 2025	1,587	Firm change after gap	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:5393:MA:2021-05-09	May 9, 2021	Sep 12, 2025	BOSTON, MA	Firm change after gap

Relationships

Registered with (3)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to May 9, 2021factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 19, 2016 to Jul 13, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ff08c37-ab88-c8f8-e15a-addad976d060
First observed: Jan 19, 2016
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Benjamin Eric Noonan

Advisor at CHARLES SCHWAB & CO., INC.

Sandy Springs, GA | Peachtree Corners, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ff08c37-ab88-c8f8-e15a-addad976d060

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CHARLES SCHWAB & CO., INC.

National bd RIA

Sep 12, 2025

n/a

yes

Sandy Springs, GA|Peachtree Corners, GA

Current employment

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Former SEC adviser

Jul 13, 2018

May 9, 2021

BOSTON, MA

Previous registration

STRATEGIC ADVISERS LLC

National bd RIA

Jan 19, 2016

Jul 13, 2018

DUNWOODY, GA|ALPHARETTA, GA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIDELITY PERSONAL AND WORKPLACE ADVISORS

CHARLES SCHWAB & CO., INC.

May 9, 2021

Sep 12, 2025

1,587

Firm change after gap

Ibd to ibd

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 13, 2018

Bulk transfer

Ibd to new firm

Team

Left

Joined

From

Kind

288590:5393:MA:2021-05-09

May 9, 2021

Sep 12, 2025

BOSTON, MA

Firm change after gap