DFX Intelligence

P•••• W•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

P•••• W•••••• P••••••

Advisor at C••••••••• F•••••••• N••••••

Saint Petersburg, FL | WALTHAM, MA

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Search this name across graphsid dfx:ria:3ff1f02e-6092-6c3b-9ff7-ad93434c3108

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 19, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Sep 19, 2023	n/a	yes	WALTHAM, MA\|Saint Petersburg, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 24, 2018	Sep 20, 2023	no	ST. P••••SBURG, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• F•••••••• N••••••	Sep 20, 2023	Sep 19, 2023	-1	Firm change	Ibd to ibd
R•••••• J•••• • A••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Apr 19, 2018	Apr 24, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:149018:FL:2018-04-19	Apr 19, 2018	Apr 24, 2018	ST P••••SBURG, FL	Firm change

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Sep 19, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 24, 2018 to Sep 20, 2023factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2010 to Apr 19, 2018factForm ADV

Dated events

Occurred
Sep 20, 2023
Advisor changed firm
P•••• W•••••• P•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••••• F•••••••• N•••••• (registered 2023-09-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ff1f02e-6092-6c3b-9ff7-ad93434c3108
First observed: Jun 8, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.