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Advisor at LPL FINANCIAL LLC
DAVENPORT, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 6, 2025 | n/a | yes | DAVENPORT, FL | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Apr 1, 2021 | May 2, 2025 | no | ROCKVILLE, MD|ROCKVILLE, MD|Weston, FL|Davenport, FL | Previous registration |
| H. BECK, INC. | Former SEC adviser | Jan 8, 2021 | Apr 1, 2021 | no | ROCKVILLE, MD|Rockville, MD|Davenport, FL | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jul 5, 2018 | Dec 4, 2020 | no | FORT LAUDERDALE, FL | Previous registration |
| HORACE MANN INVESTORS, INC. | No RAUM reported | Jun 20, 2017 | Jun 30, 2018 | no | Waukesha, WI|SPRINGFIELD, IL|Waukesha, WI | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Jun 1, 2017 | no | Wauwatosa, WI | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 16, 2007 | Mar 25, 2017 | no | Milwaukee, WI|MILWAUKEE, WI|CHICAGO, IL|WAUWATOSA, WI|MILWAUKEE, WI|MILWAUKEE, WI|Milwaukee, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | LPL FINANCIAL LLC | May 2, 2025 | May 6, 2025 | 4 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | GROVE POINT ADVISORS, LLC | Apr 1, 2021 | Apr 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| OPPENHEIMER & CO. INC. | H. BECK, INC. | Dec 4, 2020 | Jan 8, 2021 | 35 | Firm change | Ibd to ibd |
| HORACE MANN INVESTORS, INC. | OPPENHEIMER & CO. INC. | Jun 30, 2018 | Jul 5, 2018 | 5 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | HORACE MANN INVESTORS, INC. | Jun 1, 2017 | Jun 20, 2017 | 19 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11643:249:WI:2018-06-30 | Jun 30, 2018 | Jul 5, 2018 | WAUKESHA, WI | Firm change |
| 10409:11643:WI:2017-06-01 | Jun 1, 2017 | Jun 20, 2017 | WAUWATOSA, WI | Firm change |