DFX Intelligence

J••••• W•••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

J••••• W•••••• D•••

Advisor at C•••••• F•••••••• M••••••••• L••

TAMPA, FL | Treasure Island, FL

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Search this name across graphsid dfx:ria:3ffbf32e-f99a-cbe3-4042-a183ae7bf2c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• M••••••••• L••	Independent wealth	Aug 28, 2020	n/a	yes	Treasure Island, FL\|TAMPA, FL	Current employment
D••• W••••• M••••••••• I•••••••••	n/a	Mar 8, 2007	Dec 31, 2020	no	TREASURE ISLAND, FL\|NAPLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••• W••••• M••••••••• I•••••••••	C•••••• F•••••••• M••••••••• L••	Dec 31, 2020	Aug 28, 2020	-125	Firm change after gap	Other
W•••• F•••• A•••••••	D••• W••••• M••••••••• I•••••••••	Mar 20, 2007	Mar 8, 2007

Relationships

Registered with (4)

→ C•••••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 28, 2020 to presentfactForm ADV
→ D••• W••••• M••••••••• I•••••••••Registered adviserregistration: previous registration
Mar 8, 2007 to Dec 31, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Mar 20, 2007factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ffbf32e-f99a-cbe3-4042-a183ae7bf2c2
First observed: Oct 17, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.