DFX Intelligence

S••••••••• R••• E••••• P••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••••• R••• E••••• P••••••• L•••

CRD 156018

NEW YORK, NY

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Search this name across graphsid dfx:ria:400804b4-4bdd-718c-396b-851634b4f907

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 1
On other graphs: 1
Observed: Feb 9, 2012 to Mar 31, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

S••••••••• R••• E••••• P••••••• L•••

R••• estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $307M••• Locked
Discretionary RAUM: $307M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• L••••• P•••••• P••••••• I•• L•••	R••• E••••• Fund	$109M	Mar 31, 2026	36	Feb 9, 2012	reported	021-72820
S••••••••• L••••• • P••••• L•••	R••• E••••• Fund	$87.1M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• R•••••••	MANAGING MEMBER	E	yes	01/2021	Feb 9, 2012	Mar 29, 2024
A•••••• R•••••••	CHIEF COMPLIANCE OFFICER & EXECUTIVE COMMITTEE MEMBER	Na	yes	05/2010	Feb 9, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• M•••••• L••	n/a	n/a	n/a	N	yes	n/a
S••••••••• E••••• P••••••• L•	n/a	n/a	n/a	N	yes	n/a
S••••••••• M•••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	4	no
London	n/a	United Kingdom	2	no
SAN CLEMENTE	CA	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$307M	$325M	-5.5%	$593M	-19.7%	31	30	3	3

Relationships

Advises (31)

→ S••••••••• L••••• F••• I•• L•••Private fundR••• E••••• Fund, IA
Feb 9, 2012 to presentfactForm ADV
→ S••••••••• L••••• O••••••• P••••••• I••••• L•••Private fundR••• E••••• Fund, IA
Feb 9, 2012 to presentfactForm ADV
→ S••••••••• L••••• O••••••• P••••••• ••••••• I•• L•••Private fundR••• E••••• Fund, IA
Feb 9, 2012 to presentfactForm ADV
→ S••••••••• L••••• P•••••• P••••••• I••• L•••

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-258M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:400804b4-4bdd-718c-396b-851634b4f907
First observed: Feb 9, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.