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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

ELIZABETH ELLEN SMITH

Advisor at PLANMEMBER SECURITIES CORPORATION

BEND, OR | Carpinteria, CA | Lake Oswego, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:400da761-35f0-cc0c-ad65-a3f96c829ebd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANMEMBER SECURITIES CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 7, 1995
First registration: Mar 7, 2006
Dual registered: yes, broker-dealer
Other names: ELIZABETH ELLEN HORTON |LIZ SMITH
IAPD individual key: 2533447

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Dec 23, 2021	n/a	yes	Carpinteria, CA\|Lake Oswego, OR\|BEND, OR	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 10, 2013	Dec 31, 2021	no	EUGENE, OR\|Bend, OR	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Mar 7, 2006	May 10, 2006	no	BEAVERTON, OR\|PORTLAND, OR\|TIGARD, OR\|BEAVERTON, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	PLANMEMBER SECURITIES CORPORATION	Dec 31, 2021	Dec 23, 2021	-8	Firm change	Ibd to RIA
CUNA BROKERAGE SERVICES, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	May 10, 2006	Jun 10, 2013	2,588	Firm change after gap	Other

Relationships

Registered with (3)

→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: current employment
Dec 23, 2021 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 10, 2013 to Dec 31, 2021factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Mar 7, 2006 to May 10, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:400da761-35f0-cc0c-ad65-a3f96c829ebd
First observed: Mar 7, 2006
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELIZABETH ELLEN SMITH

Advisor at PLANMEMBER SECURITIES CORPORATION

BEND, OR | Carpinteria, CA | Lake Oswego, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:400da761-35f0-cc0c-ad65-a3f96c829ebd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PLANMEMBER SECURITIES CORPORATION

Independent wealth

Dec 23, 2021

n/a

yes

Carpinteria, CA|Lake Oswego, OR|BEND, OR

Current employment

ALLSTATE FINANCIAL ADVISORS, LLC

Bd affiliated wealth

Jun 10, 2013

Dec 31, 2021

EUGENE, OR|Bend, OR

Previous registration

CUNA BROKERAGE SERVICES, INC.

Former SEC adviser

Mar 7, 2006

May 10, 2006

BEAVERTON, OR|PORTLAND, OR|TIGARD, OR|BEAVERTON, OR

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ALLSTATE FINANCIAL ADVISORS, LLC

PLANMEMBER SECURITIES CORPORATION

Dec 31, 2021

Dec 23, 2021

-8

Firm change

Ibd to RIA

CUNA BROKERAGE SERVICES, INC.

ALLSTATE FINANCIAL ADVISORS, LLC

May 10, 2006

Jun 10, 2013

2,588

Firm change after gap

Other