DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at JANNEY MONTGOMERY SCOTT LLC
BEL AIR, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Oct 17, 2019 | n/a | yes | BEL AIR, MD | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 20, 2009 | Oct 24, 2019 | no | BEL AIR, MD|BEL AIR, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Mar 13, 2009 | no | BEL AIR, MD|BEL AIR, MD|BEL AIR, MD | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Jun 18, 1996 | Feb 21, 2006 | no | BEL AIR, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | JANNEY MONTGOMERY SCOTT LLC | Oct 24, 2019 | Oct 17, 2019 | -7 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Mar 13, 2009 | Feb 20, 2009 | -21 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:463:MD:2019-10-24 | Oct 24, 2019 | Oct 17, 2019 | BEL AIR, MD | Firm change |