DFX Intelligence

W•••• L••••• N••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

W•••• L••••• N••••• B•••••

Advisor at S••••••• C•••••• S••••••• I••

DAPHNE, AL

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• C•••••• S••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 9, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• C•••••• S••••••• I••	Independent wealth	Nov 7, 2011	n/a	yes	DAPHNE, AL	Current employment
U•••• F•••••••• S••••••• G••••• I•••	n/a	Nov 6, 2007	Dec 17, 2010	no	FOLEY, AL\|FOLEY, AL\|DAPHNE, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• F•••••••• S••••••• G••••• I•••	S••••••• C•••••• S••••••• I••	Dec 17, 2010	Nov 7, 2011	325	Firm change	Other
M••••• S•••••• D• I•••	U•••• F•••••••• S••••••• G••••• I•••	Jun 7, 2006	Nov 6, 2007

Relationships

Registered with (4)

→ S••••••• C•••••• S••••••• I••Registered adviserregistration: current employment
Nov 7, 2011 to presentfactForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Nov 6, 2007 to Dec 17, 2010factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Mar 30, 2005 to Jun 7, 2006factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.