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K••••••• M•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K••••••• M•••• W•••••

Advisor at C•••••• S••••• • C••• I•••

Chicago, IL

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Search this name across graphsid dfx:ria:4023586a-e864-3307-465b-7a95547081c1

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2009 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Feb 3, 2022	n/a	yes	Chicago, IL	Current employment
C•••••• S••••• I••••••••• A•••••••• I••	Former SEC adviser	Apr 21, 2020	Feb 8, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• I••••••••• A•••••••• I••	C•••••• S••••• • C••• I•••	Feb 8, 2022	Feb 3, 2022	-5	Channel change	Ibd to ibd
G••••••••• I•••••••••	C•••••• S••••• I••••••••• A•••••••• I••	Apr 13, 2020

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Feb 3, 2022 to presentfactForm ADV
→ C•••••• S••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 21, 2020 to Feb 8, 2022factForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Oct 26, 2010 to Apr 13, 2020factForm ADV
→ R•••• A••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4023586a-e864-3307-465b-7a95547081c1
First observed: Jan 26, 2009
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.