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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

CARTICA MANAGEMENT, LLC

CRD 147792

VERO BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4036b862-852a-c8c2-5b5f-838d4dfae9e1

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Mar 29, 2012 to Mar 27, 2024
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7MItem 5.F on the latest filing (2024-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $1.7Mgross asset value as reported per fund; never fund size
Custody, client assets: $1.7M
Relying advisers: 1
SEC number: 801-69467
CRD: 147792
Filings on the tape: 28
First filed: Mar 29, 2012
Latest filed: Mar 27, 2024
Organised: Limited Liability Company, Delaware
Website: cartica.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CARTICA CAPITAL PARTNERS (CAYMAN), LTD.	Hedge Fund	$815M	Mar 29, 2019	13	Mar 29, 2012	dropped	021-194211
CARTICA CORPORATE GOVERNANCE FUND, L.P.	Other Private Fund	$19.0M	Mar 27, 2020	2	Mar 29, 2012	dropped	021-134649
CARTICA CAPITAL PARTNERS, L.P.	Hedge Fund	$7.6M	Jun 13, 2013	4	Mar 29, 2012	dropped	021-139940
CARTICA CAPITAL PARTNERS MASTER, L.P.	Hedge Fund	$5.1M	Mar 27, 2020	1	Aug 31, 2012	dropped	n/a
CARTICA INVESTORS, L.P.	Hedge Fund	$1.1M	Mar 27, 2024	10	Aug 31, 2012	reported	021-183808
CARTICA INVESTORS II, LP	Hedge Fund	$584,617	Mar 27, 2024	2	Mar 31, 2014	reported	021-207865

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARGER, TERESA, CLARE	CEO & MEMBER	D	yes	12/2007	Mar 29, 2012	Mar 27, 2024
KHAMBATA, FARIDA	CHIEF STRATEGIST	Na	yes	09/2009	Mar 29, 2012	Mar 27, 2024
QUAMME, STEVEN, JEROME	OWNER & MANAGING MEMBER	D	yes	09/2009	Mar 29, 2012	Mar 27, 2024
QUAMME, STEVEN, JEROME	PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER	D	yes	12/2007	Mar 29, 2012	Mar 27, 2024
SJQ CARTICA LLC	Member	D	no	09/2009	Mar 31, 2014	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CARTICA CAPITAL PARTNERS GP, LTD.	n/a	n/a	n/a	N	yes	n/a
CARTICA INVESTORS II GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024	$1.7M	$1.7M	4	2	0	2	$1.7M
2022	Mar 30, 2023	$445M	$445M	7	4	0	2	$445M
2021	Mar 29, 2022	$876M	$876M	25	17	0	2	$876M
2020	Mar 23, 2021	$1.0B	$1.0B	24	16	0	2	$1.0B
2019	Mar 27, 2020	$1.2B	$1.2B	31	16	0	4	$1.2B
2018	Mar 29, 2019	$2.8B	$2.8B	36	21	0	5	$3.6B
2017	Mar 30, 2018	$3.4B	$3.4B	31	19	0	5	$4.6B
2016	Mar 30, 2017	$2.4B	$2.4B	29	19	n/a	5	$3.3B
2015	Mar 29, 2016	$2.3B	$2.3B	27	18	n/a	5	$3.1B
2014	Mar 31, 2015	$2.6B	$2.6B	27	16	n/a	5	$3.5B
2013	Mar 31, 2014	$2.3B	$2.3B	20	10	n/a	5	$2.8B
2012	Apr 4, 2013	$579M	$579M	13	7	n/a	5	$605M
2011	Mar 29, 2012	$351M	$351M	n/a	n/a	n/a	3	$351M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.7M	$445M	-99.6%	$1.0B	-88.2%	4	7	0	0

Relationships

Advises (6)

→ CARTICA INVESTORS II, LPPrivate fundHedge Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ CARTICA INVESTORS, L.P.Private fundHedge Fund, IA
Aug 31, 2012 to presentfactForm ADV
→ CARTICA CAPITAL PARTNERS MASTER, L.P.Private fundHedge Fund, IA, no longer reported
Aug 31, 2012 to Mar 27, 2020factForm ADV
→ CARTICA CORPORATE GOVERNANCE FUND, L.P.Private fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Mar 27, 2020factForm ADV
→ CARTICA CAPITAL PARTNERS (CAYMAN), LTD.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 29, 2019factForm ADV
→ CARTICA CAPITAL PARTNERS, L.P.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Jun 13, 2013factForm ADV

Controls (3)

← QUAMME, STEVEN, JEROMEOwnerOWNER & MANAGING MEMBER, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV
← BARGER, TERESA, CLAREOwnerCEO & MEMBER, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV
← KHAMBATA, FARIDAOwnerCHIEF STRATEGIST, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← SJQ CARTICA LLCOwnerMEMBER, ownership code D, domestic entity
Mar 31, 2014 to presentfactForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Cartica Management, Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $1.7M)
Form ADVobserved 4 days ago
$1.7M
Occurred
Mar 27, 2024
Regulatory AUM changed
Cartica Management, Llc reported RAUM $1.7M, down 100% from $444.8M (2023-03-30 to 2024-03-27)
Form ADVobserved 4 days ago
$-443M
Occurred
Mar 30, 2023
Regulatory AUM changed
Cartica Management, Llc reported RAUM $444.8M, down 49% from $875.6M (2022-08-01 to 2023-03-30)
Form ADVobserved 4 days ago
$-431M
Occurred
Mar 27, 2020
Regulatory AUM changed
Cartica Management, Llc reported RAUM $1.2B, down 55% from $2.8B (2019-03-29 to 2020-03-27)
Form ADVobserved 4 days ago
$-1.5B
Occurred
Mar 30, 2018
Regulatory AUM changed
Cartica Management, Llc reported RAUM $3.4B, up 39% from $2.4B (2017-03-30 to 2018-03-30)
Form ADVobserved 4 days ago
$935M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4036b862-852a-c8c2-5b5f-838d4dfae9e1
First observed: Mar 29, 2012
Last observed: Mar 27, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARTICA MANAGEMENT, LLC

CRD 147792

VERO BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4036b862-852a-c8c2-5b5f-838d4dfae9e1

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:41 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CARTICA CAPITAL PARTNERS (CAYMAN), LTD.

Hedge Fund

$815M

Mar 29, 2019

Mar 29, 2012

dropped

021-194211

CARTICA CORPORATE GOVERNANCE FUND, L.P.

Other Private Fund

$19.0M

Mar 27, 2020

Mar 29, 2012

dropped

021-134649

CARTICA CAPITAL PARTNERS, L.P.

Hedge Fund

$7.6M

Jun 13, 2013

Mar 29, 2012

dropped

021-139940

CARTICA CAPITAL PARTNERS MASTER, L.P.

Hedge Fund

$5.1M

Mar 27, 2020

Aug 31, 2012

dropped

n/a

CARTICA INVESTORS, L.P.

Hedge Fund

$1.1M

Mar 27, 2024

Aug 31, 2012

reported

021-183808

CARTICA INVESTORS II, LP

Hedge Fund

$584,617

Mar 27, 2024

Mar 31, 2014

reported

021-207865

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARGER, TERESA, CLARE

CEO & MEMBER

yes

12/2007

Mar 29, 2012

Mar 27, 2024

KHAMBATA, FARIDA

CHIEF STRATEGIST

yes

09/2009

Mar 29, 2012

Mar 27, 2024

QUAMME, STEVEN, JEROME

OWNER & MANAGING MEMBER

yes

09/2009

Mar 29, 2012

Mar 27, 2024

QUAMME, STEVEN, JEROME

PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER

yes

12/2007

Mar 29, 2012

Mar 27, 2024

SJQ CARTICA LLC

Member

09/2009

Mar 31, 2014

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CARTICA CAPITAL PARTNERS GP, LTD.

n/a

yes

n/a

CARTICA INVESTORS II GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 27, 2024

$1.7M

2022

Mar 30, 2023

$445M

2021

Mar 29, 2022

$876M

2020

Mar 23, 2021

$1.0B

2019

Mar 27, 2020

$1.2B

2018

Mar 29, 2019

$2.8B

$3.6B

2017

Mar 30, 2018

$3.4B

$4.6B

2016

Mar 30, 2017

$2.4B

n/a

$3.3B

2015

Mar 29, 2016

$2.3B

n/a

$3.1B

2014

Mar 31, 2015

$2.6B

n/a

$3.5B

2013

Mar 31, 2014

$2.3B

n/a

$2.8B

2012

Apr 4, 2013

$579M

n/a

$605M

2011

Mar 29, 2012

$351M

n/a

$351M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.7M

$445M

-99.6%

$1.0B

-88.2%