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Advisor at AMERICAN RETIREMENT & INVESTMENT STRATEGIES, LLC
GLOUCESTER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN RETIREMENT & INVESTMENT STRATEGIES, LLC | State registered | May 10, 2006 | n/a | yes | GLOUCESTER, MA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 4, 2002 | Sep 15, 2003 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | AMERICAN RETIREMENT & INVESTMENT STRATEGIES, LLC | Sep 15, 2003 | May 10, 2006 | 968 | Firm change after gap | Wirehouse to state RIA |