B••• P• C•••••

Advisor at T••••••••• W••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• W••••• M•••••••••	Independent wealth	Jan 5, 2023	n/a	yes	CARMEL BY THE SEA, CA\|Monterey, CA	Current employment
T••••••••• W••••• M•••••••••	Independent wealth	Nov 16, 2021	Dec 31, 2022	no	Monterey, CA\|CARMEL BY THE SEA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	T••••••••• W••••• M•••••••••	Nov 12, 2021	Nov 16, 2021	4	Firm change	Ibd to new firm
J• P• T••••• • C•••••• C•••••• M••••••••• L••	C•••••••• F••••••••• I•••	Jul 8, 2013	Jul 16, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
30833:314816:CA:2021-11-12	Nov 12, 2021	Nov 16, 2021	UPLAND, CA	Firm change

Relationships

Registered with (3)

→ T••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 16, 2021 to Dec 31, 2022factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2013 to Nov 12, 2021factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 6, 2008 to Jul 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 6, 2008
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.