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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

THEPARTNERS WEALTH MANAGEMENT

THE PARTNERS WEALTH MANAGEMENT, LLC, CRD 314816

CARMEL BY THE SEA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f731529d-9327-95d0-859f-7f2f9c0dd962

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 63
Dated events: 24
On other graphs: 0
Observed: Oct 6, 2021 to Sep 9, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 37
RAUM per advisor: $32.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 38
Advisory employees: 36
Offices: 23Schedule D 1.F, beyond the principal office
Accounts: 4,637
Individual clients: 5,495
High net worth clients: 430
SEC number: 801-122637
CRD: 314816
Filings on the tape: 39
First filed: Oct 6, 2021
Latest filed: Sep 9, 2026
Organised: Limited Liability Company, DE
Website: thepartnersfinancialsolutions.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 33

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BART P CUTINO	n/a	CARMEL BY THE SEA, CA \| Monterey, CA	3	18	3	no
TREVIN RICHARD KENT	Certified Financial Planner	CARMEL BY THE SEA, CA \| Monterey, CA	3	13	2	no
Dale William Walker	n/a	SAN DIEGO, CA \| CARMEL BY THE SEA, CA	3	22	1	yes
CHRISTOPHER Paul LEIN	n/a	Ponte Vedra Beach, FL \| CARMEL BY THE SEA, CA	3	23	4	no
MATTHEW JAMES BRADY	n/a	CARMEL BY THE SEA, CA \| Ponte Vedra Beach, FL	3	33	5	yes
Adam Worth	n/a	CARMEL BY THE SEA, CA \| Sherman Oaks, CA	2	12	1	no
DANIEL ADAIR MORRIS	n/a	Thatcher, AZ \| CARMEL BY THE SEA, CA	2	11	1	no
PHILLIP JOSEPH PALMER	n/a	CARMEL BY THE SEA, CA \| Thatcher, AZ	2	26	5	no
RANDALL CLIFFORD BARNES	n/a	CARMEL BY THE SEA, CA \| Tucson, AZ	2	25	3	no
BRUCE J BRYCE	n/a	CARMEL BY THE SEA, CA \| Thatcher, AZ	2	21	5	no
CRAIG ASHBY CONNOLLY	n/a	Mesa, AZ \| CARMEL BY THE SEA, CA	2	20	1	no
Tyrell Smith	n/a	St Johns, AZ \| CARMEL BY THE SEA, CA	1	10	2	no
GREGORY ALLAN RUTHERFORD	Certified Financial Planner	CARMEL BY THE SEA, CA	1	32	3	no
RICHARD WILKINS	n/a	CARMEL BY THE SEA, CA \| Ponte Verde Beach, FL	1	16	1	no
KATHLEEN VALERIE ELLIOTT	n/a	CARMEL BY THE SEA, CA \| MOUNT CLEMENS, MI	1	12	3	no
WILLIAM PAUL KRAUSE	Chartered Financial Consultant	Sinking Spring, PA \| CARMEL BY THE SEA, CA	1	23	3	no
BRAD RICHARD SMALL	n/a	CARMEL BY THE SEA, CA \| Sinking Spring, PA	1	27	3	no
Derek Curtis Kartchner	n/a	Safford, AZ \| CARMEL BY THE SEA, CA	1	10	n/a	no
Yair Y Klyman	n/a	New York, NY \| CARMEL BY THE SEA, CA	1	10	2	yes
LYNN MARIE BIANCO	n/a	Pittsford, NY \| CARMEL BY THE SEA, CA	1	34	3	yes
Jaden Robert Bookser	n/a	Sinking Spring, PA \| CARMEL BY THE SEA, CA	1	12	n/a	no
KYLE J. BRADY	n/a	Ponte Vedra Beach, FL \| CARMEL BY THE SEA, CA	1	12	2	no
RABIN KAYDANIAN	n/a	CARMEL BY THE SEA, CA \| Great Neck, NY	1	27	5	no
Cylynn Kauilani Sheffield	n/a	CARMEL BY THE SEA, CA \| Bellingham, WA	0	12	n/a	no
LONNIE GORDON OGULNICK	n/a	Miami, FL \| CARMEL BY THE SEA, CA	0	28	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GORDON, GARY, BRUCE	President	Na	yes	03/2026	Sep 9, 2026	Sep 9, 2026
RUTHERFORD, GREGORY, ALLAN	CHIEF EXECUTIVE OFFICER / MANAGING MEMBER	Na	yes	04/2021	Sep 9, 2026	Sep 9, 2026
KENT, TREVIN, RICHARD	CHIEF OPERATING OFFICER	Na	yes	03/2023	Mar 29, 2023	Dec 16, 2024
PURPLE MARLIN LLC	Member	E	yes	04/2021	Oct 6, 2021	Dec 16, 2024
RUTHERFORD, GREGORY, ALLAN	Manager	E	yes	03/2021	Oct 6, 2021	Dec 16, 2024
SMITH, JEFFREY, ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 29, 2023	Dec 16, 2024
Balas, Justin	CHIEF INVESTMENT OFFICER	Na	no	07/2026	Sep 9, 2026	Sep 9, 2026
LEIN, CHRISTOPHER, Paul	CHIEF OPERATING OFFICER	Na	no	01/2025	Sep 9, 2026	Sep 9, 2026
LUCICH, ANDREW, THOMAS	CHIEF COMPLIANCE OFFICER	Na	no	06/2026	Sep 9, 2026	Sep 9, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAVALIER INVESTMENTS, LLC	n/a	Asset manager	$421M	N	no	n/a
ELITE TAMP, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Safford	Az	United States	3	no
PONTE VEDRA BEACH	FL	United States	2	yes
ST JOHNS	Az	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 7, 2026	$1.2B	$1.2B	39	36	23	n/a	n/a
2024	Apr 29, 2025	$455M	$427M	23	19	17	n/a	n/a
2023	Mar 30, 2024	$173M	$136M	7	7	3	n/a	n/a
2022	Mar 29, 2023	$101M	$100M	5	3	1	n/a	n/a
2021	Mar 22, 2022	$0	$0	3	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
8	5	3	13.5%	1	1	0	30	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$455M	160.5%	$101M	127.4%	38	23	23	17

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRIVELLONI ASSET MANAGEMENT	3	Dec 31, 2025	Jun 3, 2026	MOUNT CLEMENS, MI	Firm absorbed	Other	100.0%
OSAIC WEALTH, INC.	2	Dec 8, 2025	Dec 18, 2025	MIAMI, FL	Team lift out	Ibd to RIA	0.0%
OSAIC WEALTH, INC.	2	Apr 2, 2025	Mar 31, 2025	SCOTTSDALE, AZ	Team lift out	Ibd to RIA	0.0%
SCF INVESTMENT ADVISORS, INC.	4	Oct 17, 2024	Nov 1, 2024	SAFFORD, AZ	Team lift out	Ibd to RIA	4.1%
SCF INVESTMENT ADVISORS, INC.	4	Oct 17, 2024	Sep 18, 2024	SAN DIEGO, CA	Team lift out	Ibd to RIA	4.1%
WELLS FARGO ADVISORS	2	Aug 15, 2023	Apr 24, 2023	PONTE VEDRA BEACH, FL	Team lift out	Wirehouse to RIA	0.1%
CENTAURUS FINANCIAL, INC.	2	Nov 12, 2021	Nov 16, 2021	UPLAND, CA	Team lift out	Ibd to new firm	0.6%

Relationships

Affiliated with (4)

→ ADAPTIVE INVESTMENTSRegistered adviserother investment adviser
factForm ADV
← ELITE PORTFOLIOSRegistered adviserother investment adviser, control, common control
factForm ADV
← WHITWELL ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV
← ADAPTIVE INVESTMENTSRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (43)

← Joseph David ShalomAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← Eva Klaudia MaloneAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← ERIC LEE LEIBOWITZAdvisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← ANTONIO BRUNO TRIVELLONIAdvisorregistration: current employment
Jun 3, 2026 to presentfactForm ADV
← SONJA MICHELLE ELIAAdvisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← ROBERT WERNER JOELAdvisorregistration: current employment
Apr 6, 2026 to presentfactForm ADV
← Peter John FreidelAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← ROBERT EARL O'QUINNAdvisorregistration: current employment
Mar 20, 2026 to presentfactForm ADV
← Jill TrivelloniAdvisorregistration: current employment
Mar 10, 2026 to presentfactForm ADV
← GARY BRUCE GORDONAdvisorregistration: current employment
Feb 13, 2026 to presentfactForm ADV
← TYLER NICHOLAS BROEKAdvisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV
← Justin BalasAdvisorregistration: previous registration
Mar 18, 2024 to Oct 29, 2024factForm ADV
← LONNIE GORDON OGULNICKAdvisorregistration: current employment
Dec 11, 2025 to presentfactForm ADV
← Cylynn Kauilani SheffieldAdvisorregistration: current employment
Nov 3, 2025 to presentfactForm ADV
← RABIN KAYDANIANAdvisorregistration: current employment
Aug 29, 2025 to presentfactForm ADV
← KYLE J. BRADYAdvisorregistration: current employment
Aug 21, 2025 to presentfactForm ADV
← Jaden Robert BookserAdvisorregistration: current employment
Jul 16, 2025 to presentfactForm ADV
← LYNN MARIE BIANCOAdvisorregistration: current employment
Jun 26, 2025 to presentfactForm ADV
← Yair Y KlymanAdvisorregistration: current employment
Jun 9, 2025 to presentfactForm ADV
← Derek Curtis KartchnerAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← BRAD RICHARD SMALLAdvisorregistration: current employment
Mar 31, 2025 to presentfactForm ADV
← WILLIAM PAUL KRAUSEAdvisorregistration: current employment
Mar 28, 2025 to presentfactForm ADV
← KATHLEEN VALERIE ELLIOTTAdvisorregistration: current employment
Mar 27, 2025 to presentfactForm ADV
← GREGORY ALLAN RUTHERFORDAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← RICHARD WILKINSAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Tyrell SmithAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← PHILLIP JOSEPH PALMERAdvisorregistration: current employment
Sep 18, 2024 to presentfactForm ADV
← RANDALL CLIFFORD BARNESAdvisorregistration: current employment
Sep 18, 2024 to presentfactForm ADV
← BRUCE J BRYCEAdvisorregistration: current employment
Sep 18, 2024 to presentfactForm ADV
← CRAIG ASHBY CONNOLLYAdvisorregistration: current employment
Sep 18, 2024 to presentfactForm ADV
and 13 more

Moved with (5)

← TRIVELLONI ASSET MANAGEMENTRegistered adviser3 advisors, firm absorbed, same day
Dec 31, 2025 to Jun 3, 2026factForm ADV
← OSAIC WEALTH, INC.Registered adviser2 advisors, team lift out
Dec 8, 2025 to Dec 18, 2025factForm ADV
← SCF INVESTMENT ADVISORS, INC.Registered adviser6 advisors, team lift out
Oct 17, 2024 to Sep 18, 2024factForm ADV
← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out, same day
Aug 15, 2023 to Apr 24, 2023factForm ADV
← CENTAURUS FINANCIAL, INC.Registered adviser2 advisors, team lift out, same day
Nov 12, 2021 to Nov 16, 2021factForm ADV

Controls (4)

← RUTHERFORD, GREGORY, ALLANOwnerMANAGER, ownership code E, individual
Oct 6, 2021 to Dec 16, 2024factForm ADV
← SMITH, JEFFREY, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2023 to Dec 16, 2024factForm ADV
← KENT, TREVIN, RICHARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2023 to Dec 16, 2024factForm ADV
← PURPLE MARLIN LLCOwnerMEMBER, ownership code E, domestic entity
Oct 6, 2021 to Dec 16, 2024factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 22, 2026
Advisor changed firm
Ryan Douglas Preiss left Thepartners Wealth Management for Financial Sense Advisors, Inc. (registered 2026-06-23)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
Thepartners Wealth Management reported RAUM $1.2B, up 160% from $454.5M (2026-01-19 to 2026-03-31)
Form ADVobserved 5 days ago
$729M
Occurred
Mar 31, 2026
Advisor changed firm
Richard Paul Schwab left Thepartners Wealth Management for Your Ia, Llc (registered 2026-06-04)
Form ADVobserved 5 days ago
Occurred
Feb 18, 2026
Advisor changed firm
George Gadzik left Thepartners Wealth Management for Your Ia, Llc (registered 2026-01-24)
Form ADVobserved 5 days ago
Occurred
Feb 11, 2026
Advisor changed firm
Zachary J Smith left Thepartners Wealth Management for Savvy (registered 2026-03-03)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2026
Advisor changed firm
Jason Lewis Wiseman left Thepartners Wealth Management for Your Ia, Llc (registered 2025-12-04)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Firm absorbed
Trivelloni Asset Management's advisors moved to Thepartners Wealth Management (Mount Clemens, MI): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Dec 8, 2025
Team lift-out
2 advisors left Osaic Wealth, Inc. (Miami, FL) for Thepartners Wealth Management within 14 days
Form ADVobserved 5 days ago
2 advisors
Occurred
Apr 29, 2025
Regulatory AUM changed
Thepartners Wealth Management reported RAUM $454.5M, up 163% from $172.5M (2025-02-18 to 2025-04-29)
Form ADVobserved 5 days ago
$282M
Occurred
Apr 2, 2025
Team lift-out
2 advisors left Osaic Wealth, Inc. (Scottsdale, AZ) for Thepartners Wealth Management on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Oct 29, 2024
Control person left
Justin Balas (Chief Investment Officer) no longer on Schedule A of Thepartners Wealth Management (listed 2024-10-24, absent 2024-10-29)
Form ADVobserved 5 days ago
Occurred
Oct 17, 2024
Team lift-out
4 advisors left Scf Investment Advisors, Inc. (Safford, AZ) for Thepartners Wealth Management within 18 days
Form ADVobserved 4 days ago
4 advisors
Occurred
Oct 17, 2024
Team lift-out
6 advisors left Scf Investment Advisors, Inc. (San Diego, CA) for Thepartners Wealth Management within 4 days
Form ADVobserved 5 days ago
6 advisors
Occurred
Mar 30, 2024
Control person joined
Justin Balas (Chief Investment Officer) appeared on Schedule A of Thepartners Wealth Management
Form ADVobserved 5 days ago
Occurred
Aug 15, 2023
Team lift-out
2 advisors left Wells Fargo Advisors (Ponte Vedra Beach, FL) for Thepartners Wealth Management on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 21, 2023
Advisor departed, no destination yet
Brian Allan Schaffield no longer registered at Thepartners Wealth Management; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person joined
Richard Trevin Kent (Chief Operating Officer) appeared on Schedule A of Thepartners Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person joined
Andrew Jeffrey Smith (Chief Compliance Officer) appeared on Schedule A of Thepartners Wealth Management
Form ADVobserved 5 days ago
Occurred
Jan 5, 2023
Control person left
Michael Alexander Popovich (Ceo/ Managing Member) no longer on Schedule A of Thepartners Wealth Management (listed 2022-03-22, absent 2023-01-05)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2023
Control person left
Fordyce Debra Popovich (Trustee) no longer on Schedule A of Thepartners Wealth Management (listed 2022-03-22, absent 2023-01-05)
Form ADVobserved 5 days ago
Occurred
Oct 6, 2021
First Form ADV filing
Partners Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 3 bookkeeping events

Occurred
Apr 29, 2025
Thepartners Wealth Management reported 17 offices beyond its principal office, up from 12 (2025-02-18 to 2025-04-29)
Occurred
Apr 29, 2025
Thepartners Wealth Management reported 19 state-registered advisory representatives, up from 7 (2025-02-18 to 2025-04-29)
Occurred
Sep 16, 2024
Thepartners Wealth Management reported 11 offices beyond its principal office, up from 6 (2024-09-10 to 2024-09-16)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f731529d-9327-95d0-859f-7f2f9c0dd962
First observed: Oct 6, 2021
Last observed: Sep 9, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THEPARTNERS WEALTH MANAGEMENT

THE PARTNERS WEALTH MANAGEMENT, LLC, CRD 314816

CARMEL BY THE SEA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f731529d-9327-95d0-859f-7f2f9c0dd962

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BART P CUTINO

n/a

CARMEL BY THE SEA, CA | Monterey, CA

TREVIN RICHARD KENT

Certified Financial Planner

CARMEL BY THE SEA, CA | Monterey, CA

Dale William Walker

n/a

SAN DIEGO, CA | CARMEL BY THE SEA, CA

yes

CHRISTOPHER Paul LEIN

n/a

Ponte Vedra Beach, FL | CARMEL BY THE SEA, CA

MATTHEW JAMES BRADY

n/a

CARMEL BY THE SEA, CA | Ponte Vedra Beach, FL

yes

Adam Worth

n/a

CARMEL BY THE SEA, CA | Sherman Oaks, CA

DANIEL ADAIR MORRIS

n/a

Thatcher, AZ | CARMEL BY THE SEA, CA

PHILLIP JOSEPH PALMER

n/a

CARMEL BY THE SEA, CA | Thatcher, AZ

RANDALL CLIFFORD BARNES

n/a

CARMEL BY THE SEA, CA | Tucson, AZ

BRUCE J BRYCE

n/a

CARMEL BY THE SEA, CA | Thatcher, AZ

CRAIG ASHBY CONNOLLY

n/a

Mesa, AZ | CARMEL BY THE SEA, CA

Tyrell Smith

n/a

St Johns, AZ | CARMEL BY THE SEA, CA

GREGORY ALLAN RUTHERFORD

Certified Financial Planner

CARMEL BY THE SEA, CA

RICHARD WILKINS

n/a

CARMEL BY THE SEA, CA | Ponte Verde Beach, FL

KATHLEEN VALERIE ELLIOTT

n/a

CARMEL BY THE SEA, CA | MOUNT CLEMENS, MI

WILLIAM PAUL KRAUSE

Chartered Financial Consultant

Sinking Spring, PA | CARMEL BY THE SEA, CA

BRAD RICHARD SMALL

n/a

CARMEL BY THE SEA, CA | Sinking Spring, PA

Derek Curtis Kartchner

n/a

Safford, AZ | CARMEL BY THE SEA, CA

n/a

Yair Y Klyman

n/a

New York, NY | CARMEL BY THE SEA, CA

yes

LYNN MARIE BIANCO

n/a

Pittsford, NY | CARMEL BY THE SEA, CA

yes

Jaden Robert Bookser

n/a

Sinking Spring, PA | CARMEL BY THE SEA, CA

n/a

KYLE J. BRADY

n/a

Ponte Vedra Beach, FL | CARMEL BY THE SEA, CA

RABIN KAYDANIAN

n/a

CARMEL BY THE SEA, CA | Great Neck, NY

Cylynn Kauilani Sheffield

n/a

CARMEL BY THE SEA, CA | Bellingham, WA

n/a

LONNIE GORDON OGULNICK

n/a

Miami, FL | CARMEL BY THE SEA, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GORDON, GARY, BRUCE

President

yes

03/2026

Sep 9, 2026

RUTHERFORD, GREGORY, ALLAN

CHIEF EXECUTIVE OFFICER / MANAGING MEMBER

yes

04/2021

Sep 9, 2026

KENT, TREVIN, RICHARD

CHIEF OPERATING OFFICER

yes

03/2023

Mar 29, 2023

Dec 16, 2024

PURPLE MARLIN LLC

Member

yes

04/2021

Oct 6, 2021

Dec 16, 2024

RUTHERFORD, GREGORY, ALLAN

Manager

yes

03/2021

Oct 6, 2021

Dec 16, 2024

SMITH, JEFFREY, ANDREW

CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 29, 2023

Dec 16, 2024

Balas, Justin

CHIEF INVESTMENT OFFICER

07/2026

Sep 9, 2026

LEIN, CHRISTOPHER, Paul

CHIEF OPERATING OFFICER

01/2025

Sep 9, 2026

LUCICH, ANDREW, THOMAS

CHIEF COMPLIANCE OFFICER

06/2026

Sep 9, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAVALIER INVESTMENTS, LLC

n/a

Asset manager

$421M

n/a

ELITE TAMP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Safford

United States

PONTE VEDRA BEACH

United States

yes

ST JOHNS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 7, 2026

$1.2B

n/a

2024

Apr 29, 2025

$455M

$427M

n/a

2023

Mar 30, 2024

$173M

$136M

n/a

2022

Mar 29, 2023

$101M

$100M

n/a

2021

Mar 22, 2022

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

13.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$455M

160.5%

$101M

127.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRIVELLONI ASSET MANAGEMENT

Dec 31, 2025

Jun 3, 2026

MOUNT CLEMENS, MI

Firm absorbed

Other

100.0%

OSAIC WEALTH, INC.

Dec 8, 2025

Dec 18, 2025

MIAMI, FL

Team lift out

Ibd to RIA

0.0%

OSAIC WEALTH, INC.

Apr 2, 2025

Mar 31, 2025

SCOTTSDALE, AZ

Team lift out

Ibd to RIA

0.0%

SCF INVESTMENT ADVISORS, INC.

Oct 17, 2024

Nov 1, 2024

SAFFORD, AZ

Team lift out

Ibd to RIA

4.1%

SCF INVESTMENT ADVISORS, INC.

Oct 17, 2024

Sep 18, 2024

SAN DIEGO, CA

Team lift out

Ibd to RIA

4.1%

WELLS FARGO ADVISORS

Aug 15, 2023

Apr 24, 2023

PONTE VEDRA BEACH, FL

Team lift out

Wirehouse to RIA

0.1%

CENTAURUS FINANCIAL, INC.

Nov 12, 2021

Nov 16, 2021

UPLAND, CA

Team lift out

Ibd to new firm

0.6%