DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Grosse Pointe Farms, MI | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 31, 2018 | n/a | yes | BOCA RATON, FL|Grosse Pointe Farms, MI | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 4, 2018 | no | Boca Raton, FL|Grosse Pointe Farms, MI|Boca Raton, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 21, 2009 | Jun 1, 2009 | no | BOCA RATON, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 3, 2002 | Apr 23, 2009 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Sep 4, 2018 | Aug 31, 2018 | -4 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Apr 23, 2009 | Apr 21, 2009 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2018-09-04 | Sep 4, 2018 | Aug 31, 2018 | BOCA RATON, FL | Firm change |