DFX Intelligence

Data Factory

R•••••• D••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor33 years in industry

R•••••• D••••• P•••••

Advisor at T•••••• I••••••••• A•••••••• L••

WEST CHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4052c5dd-c927-fe3e-dc8e-6239b9666890

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• I••••••••• A•••••••• L••	Institutional manager	Jun 11, 2012	n/a	yes	WEST CHESTER, PA	Current employment
S••••••• I••••••••• A•••••••• I•••	Other adviser	Mar 27, 2007	Mar 2, 2011	no	WILMINGTON, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• A•••••••• I•••	T•••••• I••••••••• A•••••••• L••	Mar 2, 2011	Jun 11, 2012	467	Firm change after gap	Other
I•••••••• A••••••• I••	S••••••• I••••••••• A•••••••• I•••	Mar 27, 2007	Mar 27, 2007

Relationships

Registered with (3)

→ T•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 11, 2012 to presentfactForm ADV
→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 27, 2007 to Mar 2, 2011factForm ADV
→ I•••••••• A••••••• I••Registered adviserregistration: previous registration
Jan 23, 2001 to Mar 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4052c5dd-c927-fe3e-dc8e-6239b9666890
First observed: Jan 23, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.