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T••••• W•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

T••••• W•••••

R••• & H•••• INVESTMENT MANAGEMENT, LLC, CRD 323255

AITKIN, MN

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Search this name across graphsid dfx:ria:40585836-b9f3-d376-4920-a13599f41ecf

Data as of Jul 1, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 9
On other graphs: 1
Observed: Sep 2, 2022 to Jul 1, 2025
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

T••••• W•••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $231MItem 5.F on the latest filing (2025-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $160M
Private client RAUM: $157MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• W•••••• T•••••	MANAGING MEMBER	D	yes	09/2022	Sep 2, 2022	Sep 17, 2024
R•••• M••••••• J•••••	MANAGING MEMBER	D	yes	09/2022	Sep 2, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$231M	$195M	18.4%	n/a	n/a	6	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••••••• P•••• W••••• P•••••••• L••	4	Sep 30, 2025	Apr 3, 2025	AITKIN, MN	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••••• I••••••••• R••••••• A•••••••• I•••	3	Dec 31, 2022	Oct 6, 2022	CROSSLAKE, MN	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (4)

← JENNIFER JOY SMITHAdvisorregistration: previous registration
Oct 3, 2022 to Sep 30, 2025factForm ADV
← W••••• T••••• H••••Advisorregistration: previous registration
Oct 3, 2022 to Sep 30, 2025factForm ADV
← M•••••• J••••• R•••Advisorregistration: previous registration
Oct 6, 2022 to Sep 30, 2025factForm ADV
← William Daniel Ryan

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 30, 2025
Firm absorbed
T••••• W•••••'s advisors moved to E•••••••• P•••• W••••• P•••••••• L•• (Aitkin, MN): 4 of 4 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Sep 30, 2025
Advisor changed firm
William Daniel Ryan left T••••• W••••• for E•••••••• P•••• W••••• P•••••••• L•• (registered 2025-04-03)
Form ADVobserved 6 days ago
Occurred
Sep 30, 2025
Advisor changed firm
Jennifer Joy Smith left T••••• W••••• for E•••••••• P•••• W••••• P•••••••• L•• (registered 2025-04-03)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40585836-b9f3-d376-4920-a13599f41ecf
First observed: Sep 2, 2022
Last observed: Jul 1, 2025 14 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.