DFX Intelligence

C•••• M•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C•••• M•••• B•••••••

Advisor at X••••••• A•••••• P••••••• L••

MORRISON, CO | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:405f8773-94cb-37a6-f59e-d6083ecdb53a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 19, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••••••• A•••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••••••• A•••••• P••••••• L••	Independent wealth	Mar 10, 2025	n/a	yes	MORRISON, CO\|SCOTTSDALE, AZ	Current employment
E•••••••• W••••• M••••••••• L••	Former SEC adviser	May 21, 2024	Nov 17, 2025	no	CHICAGO, IL\|Costa Mesa, CA\|MORRISON, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• W••••• M••••••••• L••	X••••••• A•••••• P••••••• L••	Nov 17, 2025	Mar 10, 2025	-252	Firm change after gap	RIA to new firm
F••••••• P••••••• A•• W•••••••• A•••••••	E•••••••• W••••• M••••••••• L••	Feb 19, 2024	May 21, 2024

Relationships

Registered with (3)

→ X••••••• A•••••• P••••••• L••Registered adviserregistration: current employment
Mar 10, 2025 to presentfactForm ADV
→ E•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 21, 2024 to Nov 17, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jan 19, 2024 to Feb 19, 2024factForm ADV

Dated events

Occurred
Nov 17, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 19, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:405f8773-94cb-37a6-f59e-d6083ecdb53a
First observed: Jan 19, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.