This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$178MItem 5.F on the latest filing (2026-01-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$178M

Private client RAUM

$178MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$88.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

259

Individual clients

32

High net worth clients

52

Custody, client assets

$125M

SEC number

801-130486

CRD

117608

Filings on the tape

4

First filed

May 16, 2024

Latest filed

Jan 30, 2026

Organised

Limited Liability Company, MO

Website

conwayfinancialgroup.com

• Occurred

  May 16, 2024
  First Form ADV filing

  Conway Financial Group, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4063cd55-28de-3f81-44b4-408a2b3dfcc3

First observed

May 16, 2024

Last observed

Jan 30, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.