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Advisor at THE WELLINGTON GRP LLC
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE WELLINGTON GRP LLC | Independent wealth | Oct 17, 2024 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| WELLINGTON WEALTH STRATEGIES, LLC | Former SEC adviser | Jan 3, 2025 | Dec 31, 2025 | no | INDIANAPOLIS, IN | Previous registration |
| WELLINGTON WEALTH STRATEGIES, LLC | Former SEC adviser | Sep 11, 2023 | Dec 31, 2024 | no | INDIANAPOLIS, IN | Previous registration |
| WELLINGTON WEALTH STRATEGIES, LLC | Former SEC adviser | Sep 1, 2023 | Sep 6, 2023 | no | INDIANAPOLIS, IN | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jul 18, 2022 | Sep 15, 2023 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLINGTON WEALTH STRATEGIES, LLC | n/a | Dec 31, 2025 | n/a | n/a | Departure no registered destination | Departure |
| WELLINGTON WEALTH STRATEGIES, LLC | THE WELLINGTON GRP LLC | Dec 31, 2024 | Oct 17, 2024 | -75 | Firm change after gap | RIA to new firm |
| PARK AVENUE SECURITIES LLC | WELLINGTON WEALTH STRATEGIES, LLC | Sep 15, 2023 | Sep 1, 2023 | -14 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 306298:332803:IN:2024-12-31 | Dec 31, 2024 | Oct 17, 2024 | INDIANAPOLIS, IN | Firm change after gap |
| 46173:306298:IN:2023-09-07 | Sep 15, 2023 | Sep 1, 2023 | INDIANAPOLIS, IN | Firm change |