DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Hallandale Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 2, 2023 | n/a | yes | Hallandale Beach, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Nov 22, 2016 | Jun 6, 2023 | no | Aventura, FL | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jul 6, 2012 | Oct 17, 2013 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Jun 6, 2023 | Jun 2, 2023 | -4 | Firm change | Wirehouse to ibd |
| HSBC SECURITIES (USA) INC. | MORGAN STANLEY | Oct 17, 2013 | Nov 22, 2016 | 1,132 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2023-06-01 | Jun 6, 2023 | Jun 2, 2023 | AVENTURA, FL | Firm change |