DFX Intelligence

P•• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

P•• C•••••• L••

CRD 289815

NEW YORK, NY

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Search this name across graphsid dfx:ria:407d9cdb-7388-c631-8a78-b16bfff82614

Data as of Nov 22, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2018 to Nov 22, 2018
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $25.0M••• Locked
Discretionary RAUM: $25.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•• J• C•••• D•••••• M••••• F••• L••••••	Hedge Fund	$2.0M	Mar 29, 2021	8	Mar 29, 2021	reported	n/a
P•• G••••• A•••• M••••• F••• L••••••	Hedge Fund	$0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• S••••• D•••••	MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	05/2017	Jun 26, 2018	Nov 22, 2018
S••••••••• P•••• A••••••	Member	D	yes	05/2017	Jun 26, 2018	Nov 22, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•• C•••••• L••	n/a	n/a	n/a	N	yes	n/a
P•• G•••••• P•••••• L••••••	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (2)

→ P•• G••••• A•••• M••••• F••• L••••••Private fundHedge Fund, ERA
Sep 22, 2017 to presentfactForm ADV
→ P•• J• C•••• D•••••• M••••• F••• L••••••Private fundHedge Fund, ERA
Mar 29, 2021 to presentfactForm ADV

Controls (2)

← G••••••• S••••• D•••••OwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jun 26, 2018 to presentfactForm ADV
← S••••••••• P•••• A••••••

Dated events

Occurred
Jun 26, 2018
First Form ADV filing
P•• C•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:407d9cdb-7388-c631-8a78-b16bfff82614
First observed: Jun 26, 2018
Last observed: Nov 22, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.