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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ESSEX FINANCIAL ADVISORS, INC.

CRD 128826

TOPSFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:408fbfce-bee8-e73f-4436-91bc7e7b51b9

Data as of Apr 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 28, 2012 to Apr 23, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $151MItem 5.F on the latest filing (2018-04-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $151M
Private client RAUM: $147MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 421
Individual clients: 131
High net worth clients: 35
Custody, client assets: $13.4M
SEC number: 801-108013
CRD: 128826
Filings on the tape: 10
First filed: Feb 28, 2012
Latest filed: Apr 23, 2018
Organised: Corporation, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUNKER, DAVID, EDWARD	PRESIDENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	Na	yes	02/2018	Feb 28, 2012	Apr 23, 2018
HUNTWICKE CAPITAL GROUP INC.	Owner	E	yes	03/2018	Apr 23, 2018	Apr 23, 2018
WOODLAND, BRIAN, ANDREW	Member	E	yes	12/2009	Apr 23, 2018	Apr 23, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 15, 2018	$151M	$151M	3	1	0	n/a	n/a
2016	Mar 7, 2017	$120M	$120M	2	1	n/a	n/a	n/a
2011	Feb 28, 2012	$72.1M	$71.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$151M	$120M	25.9%	n/a	n/a	3	2	0	n/a

Relationships

Controls (3)

← WOODLAND, BRIAN, ANDREWOwnerMEMBER, ownership code E, individual
Apr 23, 2018 to presentfactForm ADV
← BUNKER, DAVID, EDWARDOwnerPRESIDENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER, ownership code NA, individual
Feb 28, 2012 to presentfactForm ADV
← HUNTWICKE CAPITAL GROUP INC.OwnerOWNER, ownership code E, domestic entity
Apr 23, 2018 to presentfactForm ADV

Registered with (1)

← DAVID EDWARD BUNKERAdvisorregistration: previous registration
Feb 11, 1998 to Feb 22, 2019factForm ADV

Dated events

Occurred
Mar 15, 2018
Succession filed (Item 4)
Essex Financial Advisors, L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Jun 16, 2016
First Form ADV filing
Essex Financial Advisors, L.L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:408fbfce-bee8-e73f-4436-91bc7e7b51b9
First observed: Feb 28, 2012
Last observed: Apr 23, 2018 102 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ESSEX FINANCIAL ADVISORS, INC.

CRD 128826

TOPSFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:408fbfce-bee8-e73f-4436-91bc7e7b51b9

Data as of Apr 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:41 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUNKER, DAVID, EDWARD

PRESIDENT CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER

yes

02/2018

Feb 28, 2012

Apr 23, 2018

HUNTWICKE CAPITAL GROUP INC.

Owner

yes

03/2018

Apr 23, 2018

WOODLAND, BRIAN, ANDREW

Member

yes

12/2009

Apr 23, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 15, 2018

$151M

n/a

2016

Mar 7, 2017

$120M

n/a

2011

Feb 28, 2012

$72.1M

$71.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$151M

$120M

25.9%

n/a