DFX Intelligence

D•••• E••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

D•••• E••••• D•••••

Advisor at K••••• W•••••• L••

WILLIAMSPORT, PA | Greenville, RI

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Search this name across graphsid dfx:ria:4090e2f3-675a-6e83-b5e3-234bbf7258b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 28, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• W•••••• L••	Independent wealth	Mar 17, 2026	n/a	yes	Greenville, RI\|WILLIAMSPORT, PA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 15, 2024	Mar 4, 2026	no	GREENVILLE, RI\|Bowling Green, KY\|WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	K••••• W•••••• L••	Mar 4, 2026	Mar 17, 2026	13	Firm change	Ibd to RIA
E••••• J••••	C••••••••• F•••••••• N••••••	Nov 19, 2024	Nov 15, 2024

Relationships

Registered with (3)

→ K••••• W•••••• L••Registered adviserregistration: current employment
Mar 17, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 15, 2024 to Mar 4, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 28, 2014 to Nov 19, 2024factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4090e2f3-675a-6e83-b5e3-234bbf7258b8
First observed: Apr 28, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.