DFX Intelligence
Reading the graph
Reading the graph
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Advisor at D•••• W•••••• L••
MERIDIAN, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•••• W•••••• L•• | Independent wealth | Oct 20, 2020 | n/a | yes | MERIDIAN, ID | Current employment |
| L••••• W••••• M••••••••• L•• | Independent wealth | Sep 29, 2016 | Dec 11, 2020 | no | Meridian, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• W••••• M••••••••• L•• | D•••• W•••••• L•• | Dec 11, 2020 | Oct 20, 2020 | -52 | Firm change after gap | RIA to new firm |
| U•• W••••• A••••••• L•• | L••••• W••••• M••••••••• L•• | Sep 30, 2016 | Sep 29, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 174767:310415:ID:2020-12-11 | Dec 11, 2020 | Oct 20, 2020 | MERIDIAN, ID | Firm change after gap |
| U•• W••••• A••••••• L•• | n/a | Jun 15, 2015 | Sep 30, 2016 | no | MERIDIAN, ID | Previous registration |
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | May 10, 2013 | May 27, 2015 | no | TAMPA, FL|BOISE, ID | Previous registration |
| F•••••••• A••••••• O• A••••••• L•• | Former SEC adviser | Jan 25, 2013 | May 10, 2013 | no | BOISE, ID|CARLSBAD, CA | Previous registration |
| A•••• W••••• A••••••• | Independent wealth | Apr 16, 2012 | Jul 23, 2012 | no | BELLEVUE, WA | Previous registration |
| R••••••••• A•••• M••••••••• L•• | Former SEC adviser | Sep 24, 2007 | Jun 28, 2012 | no | BELLEVUE, WA|BELLEVUE, WA | Previous registration |
| T•• P•••••• F•••••••• G••••• I••• | Independent wealth | Jul 5, 2007 | Jul 26, 2007 | no | NASHVILLE, TN | Previous registration |
| -1 |
| Firm change |
| Other |
| J• W• C••• A•••••••• I••• | U•• W••••• A••••••• L•• | May 27, 2015 | Jun 15, 2015 | 19 | Firm change | Other |
| F•••••••• A••••••• O• A••••••• L•• | J• W• C••• A•••••••• I••• | May 10, 2013 | May 10, 2013 | 0 | Bulk transfer | Other |
| A•••• W••••• A••••••• | F•••••••• A••••••• O• A••••••• L•• | Jul 23, 2012 | Jan 25, 2013 | 186 | Firm change | Other |
| R••••••••• A•••• M••••••••• L•• | A•••• W••••• A••••••• | Jun 28, 2012 | Apr 16, 2012 | -73 | Firm change after gap | Other |
| T•• P•••••• F•••••••• G••••• I••• | R••••••••• A•••• M••••••••• L•• | Jul 26, 2007 | Sep 24, 2007 | 60 | Firm change | Other |