DFX Intelligence

T•• P•••••• F•••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

T•• P•••••• F•••••••• G••••• I•••

P•••••• F•••••••• G•••• INC, CRD 105203

NASHVILLE, TN

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Search this name across graphsid dfx:ria:e2630b92-97c9-7f3f-853e-0094c3b8c782

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 57
Dated events: 40
On other graphs: 0
Observed: Jan 10, 2012 to May 15, 2026
77 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $5.1B••• Locked
Discretionary RAUM: $5.1B
Private client RAUM: $5.0Bderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $362Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• C••••••••• M••••••••	n/a	BELLEVUE, WA	29	43	n/a	no
M•••• M•••••••• M••••	n/a	NASHVILLE, TN \| BELLEVUE, WA	29	35

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• Y•••••• J•••	CHIEF FINANCIAL OFFICER	Na	yes	12/2008	May 15, 2026	May 15, 2026
L••••• R••••••• R•••	CHIEF LEGAL OFFICER (12/2025) AND CHIEF COMPLIANCE OFFICER	Na	yes	12/2025	May 15, 2026	May 15, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• F•••••••• G••••••••	n/a	Asset manager	$4.7B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Nashville	Tn	United States	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	7.1%	0	0	0	1	8

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.1B	$4.1B	23.4%	$3.0B	18.6%	62	66	0	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••• W•••••• L••	2	Dec 31, 2022	Feb 3, 2023	GAINESVILLE, FL	Team lift out	RIA to RIA	7.1%
B•••• W•••••• L••	5	Dec 31, 2022	Feb 9, 2023

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I••••••••• F•••••••• P•••••••	2	Jul 31, 2020	Aug 12, 2020	WEEKI WACHEE, FL	Team lift out	Ibd to RIA	1.0%
C••••• C••••••• L••	2	Mar 21, 2016	Dec 12, 2019

Relationships

Affiliated with (2)

→ P•••••• F•••••••• G••••• L••Registered adviserother investment adviser, common control
factForm ADV
← P•••••• F•••••••• G••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (8)

← R•••• D••••• L••••••OwnerPRESIDENT, ownership code NA, individual
May 15, 2026 to presentfactForm ADV
← M••••• M••••• M••••••••OwnerMANAGER, ownership code D, individual

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 15, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
May 15, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 15, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2630b92-97c9-7f3f-853e-0094c3b8c782
First observed: Jan 10, 2012
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.