DFX Intelligence

K•••• D••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

K•••• D••••• M••••••

Advisor at T••••••••• C•••••• L••

SARASOTA, FL

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Search this name across graphsid dfx:ria:409d8d0d-a31c-50f2-2de0-c23b72a7fec4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• C•••••• L••	Independent wealth	Feb 19, 2018	n/a	yes	SARASOTA, FL	Current employment
T••••••••• C•••••• L••	Former SEC adviser	Aug 27, 2015	Mar 13, 2018	no	SARASOTA, FL\|BRADENTON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• C•••••• L••	T••••••••• C•••••• L••	Mar 13, 2018	Feb 19, 2018	-22	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
149094:291297:FL:2018-03-13	Mar 13, 2018	Feb 19, 2018	BRADENTON, FL	Firm change

Relationships

Registered with (2)

→ T••••••••• C•••••• L••Registered adviserregistration: current employment
Feb 19, 2018 to presentfactForm ADV
→ T••••••••• C•••••• L••Registered adviserregistration: previous registration
Aug 27, 2015 to Mar 13, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:409d8d0d-a31c-50f2-2de0-c23b72a7fec4
First observed: Aug 27, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.