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Advisor at LANARK FINANCIAL, INC.
DUBUQUE, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Jul 23, 2015 | n/a | yes | DUBUQUE, IA | Current employment |
| JHS CAPITAL ADVISORS, LLC | Former SEC adviser | Jan 10, 2011 | Jul 24, 2015 | no | DUBUQUE, IA|TAMPA, FL|PORTLAND, OR | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 26, 2001 | Jan 10, 2011 | no | DUBUQUE, IA|DUBUQUE, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JHS CAPITAL ADVISORS, LLC | LANARK FINANCIAL, INC. | Jul 24, 2015 | Jul 23, 2015 | -1 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | JHS CAPITAL ADVISORS, LLC | Jan 10, 2011 | Jan 10, 2011 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112097:17870:OR:2015-07-22 | Jul 24, 2015 | Jul 23, 2015 | PORTLAND, OR | Firm change |