DFX Intelligence

D•••••• R••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

D•••••• R••••• S••••

Advisor at C•••••• A••••••• C•••••••••

FISHERS, IN

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Search this name across graphsid dfx:ria:40a6b224-0fa0-5d65-ea19-92529f2692e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 30, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• C•••••••••	Independent wealth	Aug 27, 2009	n/a	yes	FISHERS, IN	Current employment
M•••••• F•••••••• A•••••••• I•••	n/a	Dec 30, 1999	Oct 7, 2009	no	FISHERS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• A•••••••• I•••	C•••••• A••••••• C•••••••••	Oct 7, 2009	Aug 27, 2009	-41	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• A••••••• C•••••••••Registered adviserregistration: current employment
Aug 27, 2009 to presentfactForm ADV
→ M•••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 30, 1999 to Oct 7, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40a6b224-0fa0-5d65-ea19-92529f2692e6
First observed: Dec 30, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.