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K•••••• G• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

K•••••• G• K•••••

Advisor at M••••• S••••••

Irvine, CA | Los Angeles, CA | Miami, FL

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Search this name across graphsid dfx:ria:40a918b9-3892-e6fc-fad5-084370bfd605

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 6, 2023	n/a	yes	Irvine, CA\|Miami, FL\|Los Angeles, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Sep 21, 2018	May 2, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	M••••• S••••••	May 2, 2023	Apr 6, 2023	-26	Firm change	Ibd to wirehouse
U•• F•••••••• S••••••• I•••	J••• M••••• P•••••• W••••• A••••••• L••	Oct 2, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108559:149777:CA:2023-04-25	May 2, 2023	Apr 6, 2023	LOS ANGELES, CA	Firm change
8174:108559:CA:2018-10-02	Oct 2, 2018	Sep 21, 2018	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: previous registration
Apr 29, 2011 to Oct 3, 2012factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Sep 21, 2018 to May 2, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 23, 2013 to Oct 2, 2018factForm ADV

Dated events

Occurred
May 2, 2023
Advisor changed firm
K•••••• G• K••••• left J••• M••••• P•••••• W••••• A••••••• L•• for M••••• S•••••• (registered 2023-04-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40a918b9-3892-e6fc-fad5-084370bfd605
First observed: Apr 29, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.