DFX Intelligence

G••••••• A••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

G••••••• A••• J••••••

Advisor at W••••• M••••••••• A•••••••• L••

GILBERT, AZ

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Search this name across graphsid dfx:ria:40a91c6c-c136-ae66-ba9e-fbcfbfacfacd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 2, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• M••••••••• A•••••••• L••	State registered	Aug 14, 2017	n/a	yes	GILBERT, AZ	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Sep 9, 2016	Aug 7, 2017	no	CHANDLER, AZ\|TEMPE, AZ\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	W••••• M••••••••• A•••••••• L••	Aug 7, 2017	Aug 14, 2017	7	Firm change	Other
W••••• M••••••••• R•••••••• A••••••• L••	Q•••••• A•••• M••••••••• I•••	Aug 25, 2016	Sep 9, 2016

Relationships

Registered with (3)

→ W••••• M••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 14, 2017 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 9, 2016 to Aug 7, 2017factForm ADV
→ W••••• M••••••••• R•••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 2, 2016 to Aug 25, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40a91c6c-c136-ae66-ba9e-fbcfbfacfacd
First observed: Aug 2, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.