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Advisor at LPL FINANCIAL LLC
RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2007 | n/a | yes | RENO, NV | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 9, 2003 | May 31, 2007 | no | RENO, NV|RENO, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | LPL FINANCIAL LLC | May 31, 2007 | May 18, 2007 | -13 | Firm change | Other |