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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DANIEL JAMES DUBOIS

Advisor at ONEAMERICA SECURITIES, INC.

INDIANAPOLIS, IN | Newport Beach, CA

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Search this name across graphsid dfx:ria:40b41b1f-a12d-913d-4afb-5f4d238ddada

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONEAMERICA SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 6
Exams: S63|S66
First exam: Feb 7, 2005
First registration: Jul 6, 2007
Dual registered: yes, broker-dealer
Other names: DJ DUBOIS|D.J. DUBOIS
IAPD individual key: 1884628

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	May 11, 2015	n/a	yes	Newport Beach, CA\|INDIANAPOLIS, IN	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jan 15, 2015	Apr 14, 2015	no	IRVINE, CA	Previous registration
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Independent wealth	Oct 11, 2013	Dec 17, 2014	no	NEWPORT BEACH, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 2, 2010	Sep 18, 2013	no	IRVINE, CA	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jul 6, 2007	Sep 7, 2010	no	NEWPORT BEACH, CA\|LA VERNE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	ONEAMERICA SECURITIES, INC.	Apr 14, 2015	May 11, 2015	27	Firm change	Other
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	SIGNATOR INVESTORS, INC.	Dec 17, 2014	Jan 15, 2015	29	Firm change	Other
MSI FINANCIAL SERVICES, INC.	SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	Sep 18, 2013	Oct 11, 2013	23	Firm change	Other
NEXT FINANCIAL GROUP, INC.	MSI FINANCIAL SERVICES, INC.	Sep 7, 2010	Nov 2, 2010	56	Firm change	Other

Relationships

Registered with (5)

→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: current employment
May 11, 2015 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jan 15, 2015 to Apr 14, 2015factForm ADV
→ SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 11, 2013 to Dec 17, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 2, 2010 to Sep 18, 2013factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jul 6, 2007 to Sep 7, 2010factForm ADV

Dated events

No dated event names this entity yet.