DFX Intelligence

H••••• J••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

H••••• J••• P•••••••

Advisor at P••• G•••• F••••••••• I•••

FORT SMITH, AR | OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:40b716e3-bb3f-6dcc-167c-e44e1435b50f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• G•••• F••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• G•••• F••••••••• I•••	Independent wealth	Nov 21, 2023	n/a	yes	FORT SMITH, AR\|OKLAHOMA CITY, OK	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Oct 25, 2019	Nov 13, 2023	no	Dallas, TX\|Bella Vista, AR\|Fayetteville, AR\|Bentonville, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	P••• G•••• F••••••••• I•••	Nov 13, 2023	Nov 21, 2023	8	Firm change	Ibd to RIA
1•• G••••• A••••••• I••	A•••••• A••••••• S•••••••	Oct 25, 2019	Oct 25, 2019

Relationships

Registered with (3)

→ P••• G•••• F••••••••• I•••Registered adviserregistration: current employment
Nov 21, 2023 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 25, 2019 to Nov 13, 2023factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Jun 13, 2016 to Oct 25, 2019factForm ADV

Dated events

Occurred
Nov 13, 2023
Advisor changed firm
H••••• J••• P••••••• left A•••••• A••••••• S••••••• for P••• G•••• F••••••••• I••• (registered 2023-11-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40b716e3-bb3f-6dcc-167c-e44e1435b50f
First observed: Jun 13, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.