DFX Intelligence

G••• T••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

G••• T••••• O••••••

Advisor at C••••• I••••••••• A••••••• L••

BOCA RATON, FL | Boynton Beach, FL

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Search this name across graphsid dfx:ria:40b996fd-fde7-f0c1-7de3-3a6dc4bf2298

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 7, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 19, 2025	n/a	yes	Boynton Beach, FL\|BOCA RATON, FL	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Oct 25, 2022	Sep 5, 2025	no	Delray Beach, FL\|Delray Beach, FL\|DALLAS, TX\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Aug 19, 2025	-17	Bulk transfer	Ibd to ibd
B• R•••• W••••• A•••••••• I•••	A•••••• A••••••• S•••••••	Sep 30, 2022	Oct 25, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:104556:FL:2022-09-30	Sep 30, 2022	Oct 25, 2022	BOCA RATON, FL	Firm change
19616:115927:FL:2019-02-01	Feb 1, 2019	Jan 29, 2019	BOCA RATON, FL	Firm change

Relationships

Registered with (8)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 19, 2025 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 25, 2022 to Sep 5, 2025factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 29, 2019 to Sep 30, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40b996fd-fde7-f0c1-7de3-3a6dc4bf2298
First observed: Jan 7, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.