DFX Intelligence

Q••••••• E•••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

Q••••••• E•••••••• C••••

Advisor at P•••••• L••

NORTH ANDOVER, MA

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Search this name across graphsid dfx:ria:40c21f38-b965-b9b4-6d50-20d0c0238163

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 22, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• L••	State registered	Aug 4, 2016	n/a	yes	NORTH ANDOVER, MA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 22, 2015	Feb 25, 2016	no	NORTH READING, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	P•••••• L••	Feb 25, 2016	Aug 4, 2016	161	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ P•••••• L••Registered adviserregistration: current employment
Aug 4, 2016 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 22, 2015 to Feb 25, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40c21f38-b965-b9b4-6d50-20d0c0238163
First observed: May 22, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.