DFX Intelligence

J•••••• J•• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J•••••• J•• Y••••

Advisor at C••••• F•••••••• S••••••••• I•••

ATHENS, GA

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Search this name across graphsid dfx:ria:40c26dc4-602f-a9ed-f651-be809702beb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 31, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• S••••••••• I•••	Independent wealth	Aug 16, 2011	n/a	yes	ATHENS, GA	Current employment
J••• C••• • A••••••••• I••	Former SEC adviser	Nov 30, 2015	Dec 31, 2015	no	ATHENS, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• C••• • A••••••••• I••	n/a	Dec 31, 2015	n/a	n/a	Departure no registered destination	Departure
O•••• F•• I•••	C••••• F•••••••• S••••••••• I•••	Aug 5, 2011	Aug 16, 2011	11

Relationships

Registered with (3)

→ C••••• F•••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 16, 2011 to presentfactForm ADV
→ J••• C••• • A••••••••• I••Registered adviserregistration: previous registration
Nov 30, 2015 to Dec 31, 2015factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Feb 5, 2007 to Aug 5, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40c26dc4-602f-a9ed-f651-be809702beb7
First observed: Feb 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.