DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

SEGANTII CAPITAL MANAGEMENT (USA) LLC

CRD 310058

NEW YORK CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40cd5c07-3a03-20cb-de5c-b0c9536b4373

Data as of May 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 10
On other graphs: 0
Observed: Aug 20, 2020 to May 6, 2024
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $11BItem 5.F on the latest filing (2024-05-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Custody, client assets: $11B
SEC number: 801-119504
CRD: 310058
Filings on the tape: 12
First filed: Aug 20, 2020
Latest filed: May 6, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ERSOY, KURT, HAKAN	DIRECTOR AND OWNER	F	yes	02/2011	Aug 20, 2020	May 6, 2024
MARU, NIRAL, HARISH	CHIEF COMPLIANCE OFFICER	Na	yes	04/2024	Aug 20, 2020	May 6, 2024
SADLER, SIMON, PETER	DIRECTOR AND OWNER	E	yes	01/2021	Aug 20, 2020	May 6, 2024
SEASIDE HOLDINGS LIMITED	Owner	E	yes	03/2021	Dec 23, 2021	May 6, 2024
SEGANTII CAPITAL MANAGEMENT (CAYMAN) LIMITED	Owner	E	yes	10/2007	Aug 20, 2020	May 6, 2024
SEGANTII CAPITAL MANAGEMENT (UK) LIMITED	Owner	E	yes	06/2020	Aug 20, 2020	May 6, 2024
SEGANTII CAPITAL MANAGEMENT LIMITED	Owner	E	yes	03/2004	Aug 20, 2020	May 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SEGANTII CAPITAL MANAGEMENT (CAYMAN) LIMITED	n/a	n/a	n/a	Y	yes	n/a
SEGANTII CAPITAL MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	Y	yes	n/a
SEGANTII CAPITAL MANAGEMENT FZE	n/a	n/a	n/a	Y	yes	n/a
SEGANTII CAPITAL MANAGEMENT LIMITED	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Dec 22, 2023	$11B	$11B	23	12	1	n/a	n/a
2022	Dec 21, 2022	$13B	$13B	27	15	1	n/a	n/a
2021	Dec 23, 2021	$15B	$15B	24	14	1	n/a	n/a
2020	Jan 4, 2021	$13B	$13B	7	5	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$11B	$13B	-12.9%	$13B	-4.3%	23	27	1	1

Relationships

Controls (5)

← SEGANTII CAPITAL MANAGEMENT LIMITEDOwnerOWNER, ownership code E, foreign entity
Aug 20, 2020 to presentfactForm ADV
← SADLER, SIMON, PETEROwnerDIRECTOR AND OWNER, ownership code E, individual
Aug 20, 2020 to presentfactForm ADV
← ERSOY, KURT, HAKANOwnerDIRECTOR AND OWNER, ownership code F, individual
Aug 20, 2020 to presentfactForm ADV
← MARU, NIRAL, HARISHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 20, 2020 to presentfactForm ADV
← SEASIDE HOLDINGS LIMITEDOwnerOWNER, ownership code E, foreign entity
Dec 23, 2021 to presentfactForm ADV

Dated events

Occurred
Apr 26, 2024
Control person left
Boris Zeldin (Chief Compliance Officer) no longer on Schedule A of Segantii Capital Management (Usa) Llc (listed 2024-01-24, absent 2024-04-26)
Form ADVobserved 6 days ago
Occurred
Apr 26, 2024
Control person joined
Harish Niral Maru (Chief Compliance Officer) appeared on Schedule A of Segantii Capital Management (Usa) Llc
Form ADVobserved 6 days ago
Occurred
Oct 30, 2023
Control person left
Douglas Scott Dragoo (Us Coo) no longer on Schedule A of Segantii Capital Management (Usa) Llc (listed 2022-12-21, absent 2023-10-30)
Form ADVobserved 6 days ago
Occurred
Oct 30, 2023
Control person left
Brett Joshua Klaff (Portfolio Manager) no longer on Schedule A of Segantii Capital Management (Usa) Llc (listed 2022-12-21, absent 2023-10-30)
Form ADVobserved 6 days ago
Occurred
Oct 30, 2023
Control person left
Sun Daysun Chang (Chief Compliance Officer) no longer on Schedule A of Segantii Capital Management (Usa) Llc (listed 2022-12-21, absent 2023-10-30)
Form ADVobserved 6 days ago
Occurred
Dec 21, 2022
Control person joined
Sun Daysun Chang (Chief Compliance Officer) appeared on Schedule A of Segantii Capital Management (Usa) Llc
Form ADVobserved 6 days ago
Occurred
Dec 21, 2022
Control person left
Harish Niral Maru (Chief Compliance Officer And Director Of The Managing Member) no longer on Schedule A of Segantii Capital Management (Usa) Llc (listed 2021-12-23, absent 2022-12-21)
Form ADVobserved 6 days ago
Occurred
Dec 23, 2021
Control person joined
Douglas Scott Dragoo (Us Coo) appeared on Schedule A of Segantii Capital Management (Usa) Llc
Form ADVobserved 6 days ago
Occurred
Dec 23, 2021
Control person joined
Brett Joshua Klaff (Portfolio Manager) appeared on Schedule A of Segantii Capital Management (Usa) Llc
Form ADVobserved 6 days ago
Occurred
Aug 20, 2020
First Form ADV filing
Segantii Capital Management (Usa) Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40cd5c07-3a03-20cb-de5c-b0c9536b4373
First observed: Aug 20, 2020
Last observed: May 6, 2024 28 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEGANTII CAPITAL MANAGEMENT (USA) LLC

CRD 310058

NEW YORK CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40cd5c07-3a03-20cb-de5c-b0c9536b4373

Data as of May 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ERSOY, KURT, HAKAN

DIRECTOR AND OWNER

yes

02/2011

Aug 20, 2020

May 6, 2024

MARU, NIRAL, HARISH

CHIEF COMPLIANCE OFFICER

yes

04/2024

Aug 20, 2020

May 6, 2024

SADLER, SIMON, PETER

DIRECTOR AND OWNER

yes

01/2021

Aug 20, 2020

May 6, 2024

SEASIDE HOLDINGS LIMITED

Owner

yes

03/2021

Dec 23, 2021

May 6, 2024

SEGANTII CAPITAL MANAGEMENT (CAYMAN) LIMITED

Owner

yes

10/2007

Aug 20, 2020

May 6, 2024

SEGANTII CAPITAL MANAGEMENT (UK) LIMITED

Owner

yes

06/2020

Aug 20, 2020

May 6, 2024

SEGANTII CAPITAL MANAGEMENT LIMITED

Owner

yes

03/2004

Aug 20, 2020

May 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SEGANTII CAPITAL MANAGEMENT (CAYMAN) LIMITED

n/a

yes

n/a

SEGANTII CAPITAL MANAGEMENT (UK) LIMITED

n/a

yes

n/a

SEGANTII CAPITAL MANAGEMENT FZE

n/a

yes

n/a

SEGANTII CAPITAL MANAGEMENT LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Dec 22, 2023

$11B

n/a

2022

Dec 21, 2022

$13B

n/a

2021

Dec 23, 2021

$15B

n/a

2020

Jan 4, 2021

$13B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$11B

$13B

-12.9%

$13B

-4.3%