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Advisor at ALL SEASONS INVESTMENT ADVISORS, INC
SAN MARCOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALL SEASONS INVESTMENT ADVISORS, INC | State registered | Jun 1, 2023 | n/a | yes | SAN MARCOS, CA | Current employment |
| SII INVESTMENTS, INC. | Former SEC adviser | Apr 14, 2008 | Sep 26, 2014 | no | SAN DIEGO, CA|LONG BEACH, CA|SAN DIEGO, CA|SAN MARCOS, CA | Previous registration |
| ALL SEASONS INVESTMENT ADVISORS, INC | State registered | Aug 21, 2007 | Dec 31, 2020 | no | SAN MARCOS, CA | Previous registration |
| FINANCIAL TELESIS, INC. | Former SEC adviser | May 27, 2005 | Aug 2, 2007 | no | SAN DIEGO, CA|LA JOLLA, CA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Mar 3, 2004 | Feb 18, 2005 | no | LA JOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALL SEASONS INVESTMENT ADVISORS, INC | SII INVESTMENTS, INC. | Dec 31, 2020 | Apr 14, 2008 | -4,644 | Firm change after gap | Other |
| SII INVESTMENTS, INC. | ALL SEASONS INVESTMENT ADVISORS, INC | Sep 26, 2014 | Jun 1, 2023 | 3,170 | Firm change after gap | Other |
| FINANCIAL TELESIS, INC. | ALL SEASONS INVESTMENT ADVISORS, INC | Aug 2, 2007 | Aug 21, 2007 | 19 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | FINANCIAL TELESIS, INC. | Feb 18, 2005 | May 27, 2005 | 98 | Firm change | Other |