DFX Intelligence

R•••••• J••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

R•••••• J••• H•••••••

Advisor at U•• S••••••••• I•••

GLASTONBURY, CT | Brentwood, TN

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Search this name across graphsid dfx:ria:40eb5d8e-978c-979f-2047-922abd1c0338

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• S••••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 19, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• S••••••••• I•••	No RAUM reported	Jan 4, 2024	n/a	yes	GLASTONBURY, CT\|Brentwood, TN	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Oct 12, 2006	Jun 9, 2009	no	ORLANDO, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	U•• S••••••••• I•••	Jun 9, 2009	Jan 4, 2024	5,322	Firm change after gap	Other
V•••• F•••••••• A•••••••• I•••	S••••••• I••••••••• S•••••••• I•••	Apr 19, 2005	Oct 12, 2006

Relationships

Registered with (3)

→ U•• S••••••••• I•••Registered adviserregistration: current employment
Jan 4, 2024 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 12, 2006 to Jun 9, 2009factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 19, 2003 to Apr 19, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40eb5d8e-978c-979f-2047-922abd1c0338
First observed: Nov 19, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.