This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Individual clients

0

High net worth clients

0

SEC number

801-117771

CRD

304454

Filings on the tape

3

First filed

Nov 11, 2019

Latest filed

May 15, 2020

Succeeded

a predecessor named on Item 4

Organised

Limited Liability Company, Delaware

• Occurred

  May 15, 2020
  Succession filed (Item 4)

  Assuredpartners Financial Services reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 5 days ago
• Occurred

  Nov 11, 2019
  First Form ADV filing

  Assuredpartners Financial Services filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:40ec7a3f-5df1-662e-41a9-139aa3e5669e

First observed

Nov 11, 2019

Last observed

May 15, 2020 77 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.