DFX Intelligence

W•••••• T••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

W•••••• T••••• C•••••

Advisor at C••••• I••••••••• M•••••••••

FOLSOM, CA

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Search this name across graphsid dfx:ria:40ed4fa3-31fb-6833-af5b-065ce70ea9be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 18, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• M•••••••••	State registered	Feb 1, 2012	n/a	yes	FOLSOM, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 7, 2010	Feb 6, 2012	no	CITRUS HEIGHTS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••• I••••••••• M•••••••••	Feb 6, 2012	Feb 1, 2012	-5	Firm change	Other
S••••••••• S••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2009	Jan 7, 2010

Relationships

Registered with (5)

→ C••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Feb 1, 2012 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 7, 2010 to Feb 6, 2012factForm ADV
→ S••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 6, 2009 to Dec 31, 2009factForm ADV
→ P•• F•••••••• S••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40ed4fa3-31fb-6833-af5b-065ce70ea9be
First observed: Sep 6, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.