DFX Intelligence

Q•••••• S••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

Q•••••• S••••• W•••

Advisor at B••••• A••••••••• W••••• M••••••••• L••

MAUMEE, OH

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Search this name across graphsid dfx:ria:4100985d-3cfd-2ce3-cc80-204de60a5f9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• A••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• A••••••••• W••••• M••••••••• L••	Independent wealth	Mar 14, 2022	n/a	yes	MAUMEE, OH	Current employment
S••••••••• W•••••	Mixed wealth	Jun 11, 2020	Apr 8, 2022	no	Maumee, OH\|SUMMIT, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••	B••••• A••••••••• W••••• M••••••••• L••	Apr 8, 2022	Mar 14, 2022	-25	Firm change	RIA to RIA

Relationships

Registered with (2)

→ B••••• A••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 14, 2022 to presentfactForm ADV
→ S••••••••• W•••••Registered adviserregistration: previous registration
Jun 11, 2020 to Apr 8, 2022factForm ADV

Dated events

Occurred
Apr 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4100985d-3cfd-2ce3-cc80-204de60a5f9c
First observed: Jun 11, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.