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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

NORTH STARS TECHNOLOGIES LLC

CRD 284247

OAKDALE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4112ec03-ddf9-432c-9634-e4709edbb309

Data as of Jul 21, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2016 to Jul 21, 2016
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
SEC number: 801-108188
CRD: 284247
Filings on the tape: 1
First filed: Jul 21, 2016
Latest filed: Jul 21, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEPERIO, JOSEPH, A	Manager	Na	yes	05/2016	Jul 21, 2016	Jul 21, 2016
Fernander, Robert	MANAGER AND CHIEF EXECUTIVE OFFICER	Na	yes	05/2016	Jul 21, 2016	Jul 21, 2016
IMATION CORP.	Delaware	E	yes	05/2016	Jul 21, 2016	Jul 21, 2016
IMATION INVESTMENT SUB CORP.	Owner	E	yes	05/2016	Jul 21, 2016	Jul 21, 2016
PUTNAM, DONALD, HARDING	Manager	Na	yes	05/2016	Jul 21, 2016	Jul 21, 2016
Zheng, Danny	MANAGER, CHIEF COMPLIANCE OFFICER, AND CHIEF FINANCIAL OFFICER	Na	yes	05/2016	Jul 21, 2016	Jul 21, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CLINTON GROUP, INC	n/a	Former SEC adviser	n/a	Y	yes	n/a
GRAIL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
GRAIL SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (1)

→ CLINTON GROUP, INCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Controls (6)

← PUTNAM, DONALD, HARDINGOwnerMANAGER, ownership code NA, individual
Jul 21, 2016 to presentfactForm ADV
← DEPERIO, JOSEPH, AOwnerMANAGER, ownership code NA, individual
Jul 21, 2016 to presentfactForm ADV
← Fernander, RobertOwnerMANAGER AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 21, 2016 to presentfactForm ADV
← Zheng, DannyOwnerMANAGER, CHIEF COMPLIANCE OFFICER, AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 21, 2016 to presentfactForm ADV
← IMATION CORP.OwnerDELAWARE, ownership code E, domestic entity
Jul 21, 2016 to presentfactForm ADV
← IMATION INVESTMENT SUB CORP.OwnerOWNER, ownership code E, domestic entity
Jul 21, 2016 to presentfactForm ADV

Dated events

Occurred
Jul 21, 2016
First Form ADV filing
North Stars Technologies Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4112ec03-ddf9-432c-9634-e4709edbb309
First observed: Jul 21, 2016
Last observed: Jul 21, 2016 123 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTH STARS TECHNOLOGIES LLC

CRD 284247

OAKDALE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4112ec03-ddf9-432c-9634-e4709edbb309

Data as of Jul 21, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEPERIO, JOSEPH, A

Manager

yes

05/2016

Jul 21, 2016

Fernander, Robert

MANAGER AND CHIEF EXECUTIVE OFFICER

yes

05/2016

Jul 21, 2016

IMATION CORP.

Delaware

yes

05/2016

Jul 21, 2016

IMATION INVESTMENT SUB CORP.

Owner

yes

05/2016

Jul 21, 2016

PUTNAM, DONALD, HARDING

Manager

yes

05/2016

Jul 21, 2016

Zheng, Danny

MANAGER, CHIEF COMPLIANCE OFFICER, AND CHIEF FINANCIAL OFFICER

yes

05/2016

Jul 21, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CLINTON GROUP, INC

n/a

Former SEC adviser

n/a

yes

n/a

GRAIL PARTNERS LLC

n/a

yes

n/a

GRAIL SECURITIES, LLC

n/a

yes

n/a