DFX Intelligence

T•••••• M•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

T•••••• M•••••• G••••

Advisor at V••• R••••••••• A•••••••• L••

WINDSOR, CT | Jupiter, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 13, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• R••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Mar 27, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• R••••••••• A•••••••• L••	Other adviser	Apr 11, 2025	n/a	yes	Jupiter, FL\|WINDSOR, CT	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Oct 15, 2015	Jan 17, 2025	no	Stuart, FL\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	V••• R••••••••• A•••••••• L••	Jan 17, 2025	Apr 11, 2025	84	Firm change	Other
G•• S••••••••• I•••	O••••••••• S••••••••• I•••	Jul 16, 2015	Oct 15, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
4173:3989:IN:2025-01-06	Jan 17, 2025	Apr 11, 2025	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (4)

→ V••• R••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2015 to Jan 17, 2025factForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Mar 20, 2012 to Jul 16, 2015factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

Order

Occurred
17 Jan 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 13, 2010
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.