DFX Intelligence

J•••••• S••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist36 years in industry

J•••••• S••••• C•••••••••

Advisor at F•••• P••••••• W•••••• L••

NORFOLK, VA | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:412f85ac-f79c-bfe7-9a36-7b0f303991d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2024	n/a	yes	NORFOLK, VA\|ST. LOUIS, MO	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Apr 19, 2018	Jul 1, 2024	no	NORFOLK, VA\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Jul 1, 2024	Jul 1, 2024	0	Bulk transfer	RIA to RIA
W••••••••• F•••••••• S•••••••• L••	B••••••••• S•••••••• W•••••• L••	Apr 19, 2018	Apr 19, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
116749:143323:VA:2018-04-19	Apr 19, 2018	Apr 19, 2018	NORFOLK, VA	Firm change

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Apr 19, 2018 to Jul 1, 2024factForm ADV
→ W••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 12, 2000 to Apr 19, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:412f85ac-f79c-bfe7-9a36-7b0f303991d3
First observed: Jun 12, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.