DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N•••••• F•••••••• G••••• I•••
Wayne, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••• F•••••••• G••••• I••• | Independent wealth | Aug 20, 2024 | n/a | yes | Wayne, PA | Current employment |
| C••••••• C•••••• W••••• M••••••••• G•••• | State registered | Apr 4, 2022 | Jul 30, 2024 | no | CHESTER SPRINGS, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• C•••••• W••••• M••••••••• G•••• | N•••••• F•••••••• G••••• I••• | Jul 30, 2024 | Aug 20, 2024 | 21 | Firm change | Other |
| P•••• S••••••••• L•• | C••••••• C•••••• W••••• M••••••••• G•••• | Mar 18, 2022 | Apr 4, 2022 |
| P•••• S••••••••• L•• | No RAUM reported | Jul 15, 2020 | Mar 18, 2022 | no | Warrington, PA | Previous registration |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Jan 23, 2015 | May 8, 2019 | no | MALVERN, PA | Previous registration |
| 17 |
| Firm change |
| Ibd to state RIA |
| V••••••• A•••••••• I••• | P•••• S••••••••• L•• | May 8, 2019 | Jul 15, 2020 | 434 | Firm change after gap | Ibd to ibd |