DFX Intelligence

T••• N•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

T••• N•••••• L••••

Advisor at S••••••• W••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:414e5e19-3862-fc50-152c-1f3abcbbf5d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jul 17, 2026	n/a	yes	SAN FRANCISCO, CA\|Boulder, CO	Current employment
S••••••• W••••• M•••••••••	Independent wealth	Oct 13, 2005	n/a	yes	BOULDER, CO	Current employment

Relationships

Registered with (2)

→ F••••••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ S••••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 13, 2005 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:414e5e19-3862-fc50-152c-1f3abcbbf5d3
First observed: Sep 1, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.